Investment Fraud Claims Filed Concerning NNN Capital Opportunity Fund, the IMH Secured Loan Fund, and the Oppenheimer Rochester National Municipal

Philadelphia, PA: Securities arbitration and investment fraud claims have been filed with the Financial Industry Regulatory Authority (FINRA) against several national brokerage firms in connection with the sale of defective financial products, including the NNN Capital Opportunity Fund, the IMH Secured Loan Fund, and the Oppenheimer Rochester National Municipal Fund.

Many of these products are manufactured for retail sale to the investment public with names like "secure fund," "principal protected notes," or "interest bearing preferred," but they are actually some of the riskiest investments available. In one case involving the IMH Secured Loan Fund, these securities were sold as marketable and insured investments, when the securities could only be redeemed at the discretion of the company, who also disclosed in its public filings that their primary business was making high risk loans to borrowers whose financing needs are not met by traditional lenders.

It also appears that many of these newer investment fraud cases have a common theme in that they are sold through securities broker dealers that have adopted the "franchise" type business model, and operated from a series of small one or two person "independent," and otherwise unsupervised offices, geographically disbursed across the county.

Legal Help

If you or a loved one has suffered damages in this case, please click the link below and your complaint will be sent to a lawyer who may evaluate your claim at no cost or obligation.
Published on Jan-12-11